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LEGAL PROTECTION OF INTELLECTUAL PROPERTY IN EUROPEAN UNION (INDUSTRIAL PROPERTY RIGHTS)

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Магистерская диссертация

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юриспруденция

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Год сдачи2019
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Introduction 4
Chapter 1. Intellectual property rights in
E.U 10
1.1. History of intellectual rights. Nature of intellectual property rights in E.U... 16
1.2. International legal basis for the protection of intellectual property 27
1.3. Universal Acts as sources of IPR Law in EU 34
Chapter 2. Patent law of European
Union 46
2.1. Sources of Patent law in E.U 46
2.2. Community Patent law and national law the relation 49
Chapter 3. Patent protection of industrial
property 52
3.1 The concept of trademark. Registration of trademark in E.U. The counterfeiting and the piracy. The difference between them 54
3.2. International agreements of counterfeiting products 61
4. Conclusion 68
5. List of
literature 76


The relevance of the topic of the research undertaken by us can be divided into two components. The urgency of the “first order” problem being studied is explained by the fact that one of the important components of human existence is the spiritual life of the individual. Therefore, it is quite natural that the law, being a social phenomenon, is intended to provide proper protection through its special mechanism of regulating social relations to the results of creativity that are created by human genius.
Secondly, a whole range of international legal agreements of a universal nature concerning copyright and related rights has been formed. It began in 1886 by the adoption of the Bern Convention for the Protection of Literary and Artistic Works. Now it (that is, the AA complex) is made up of the Berne Convention itself (its last revision was held in Paris on July 24, 1971), the Universal Copyright Convention (revised in Paris on July 24, 1971), the International Convention on the Protection of interests of performers, producers of phonograms and broadcasting organizations of 1961, Convention for the Protection of Producers of Phonograms Against the Illegal Reproduction of their Phonograms 1971, Convention for the Distribution of Program-Carrying Signals Transmitted via Satellites 1974. The majority of participants and of the agreements referred to above is the Russian Federation.
Thirdly the Institute of Legal Protection of Intellectual Property is different polysystem. Proof of this is, first of all, the consolidation in international legal documents of a universal nature, such as the Universal Declaration of Human Rights of 1948 and the International Covenant on Economic, Social and Cultural Rights in 1966, provisions on the need for legal protection of works of art. In addition, a whole range of international legal agreements of a universal nature
concerning copyright and related rights has also defined a system of national legal regulation of the results of creative activity. The World Copyright Convention of 1952 and the Bern Convention for the Protection of Literary and Artistic Works of 1886 have a noticeable impact on the regulation of intellectual property rights, both in the unified EU legislation and in the domestic legal regulation of the member countries. The main regulatory legal act in the field of regulation related rights in the unified law of the EU is the International Convention for the Protection of Performers, Producers of Phonograms and Broadcasting Organizations of 1961. 2Unconditional strengthening of the protection of intellectual property rights in the EU countries contributes to the close relationship of the EU unified law and the national legislation of the member states, based on the principles of the Bern Convention of 1886. The main task facing the legislation in the field of protection of intellectual property in the EU is to ensure the smooth functioning of the EU internal market.
Analysis of the current state of theoretical knowledge of the problems of the system of measures for the protection of intellectual property rights allows us to note the following. The experience of scientists in Russia who dealt with the problems of copyright and patent law in the late 19th and early 20th centuries, such as I.G. Tabashnikov, I.D. Halperin-Kaminsky, Ya.A. Kantorovich, G.F. Shershenevich and some others. In the former USSR, the problems of copyright and inventive law were covered by a number of researchers: M.M. Boguslavsky, A.I. Vaaksberg, E.P. Gavrilov, V.A. Dozortsev, V.Ya. Jonas, M.N. Kuznetsov, T.A. Kudryav-tsev, Yu.G. Matveev, M.I. Nikitin, V.A. Ryasentsev, V.I. Serebrovsky, D.M. Sutulov, E.A. Fleischitz, S.A. Chernysheva, A.K. Yurchenko, A.I. Yafaev and others. Unfortunately, the problem of intellectual property did not develop fundamentally in Soviet times, but in the early 1990s the situation changed - it became possible to more deeply explore the problems of copyright, patent law and intellectual property in general. Here it should be noted such scientists as E.P. Gavrilov, S.P. Grishaev, V.A. Dozortsev, I.A. Zenin, A.D. Korchagin, N.M. Keizerov, A.P. Sergeev, G.A. Ter-Gazaryants, T.M. Shamba and others. Recently, attention to the development of intellectual property issues has increased markedly. Of great importance are the works of such modern scholars as V.V. Alkhimenko, A.A. Belkin, A.V. Vasilyev, I.I. Ve-Remenko, B.N. Gabrichidze, A.I. Yorysh, A.P. Korenev, O.E. Kutafin, N.A. Mikhalev, B.N. Topornin, R.O. Halfin, V.S. Chernyavsky. Among the authors who directly investigated the problem of intellectual property protection, as well as those who carried out a retrospective analysis of Russian and foreign historical experience of regulating liability for crimes against intellectual property, should be mentioned I.A. Gemini, V.N. Bondarev, A.Kh. Gatsola-evu, N.V. Deltsovu, T.L. Kalacheva, E.A. Kirichenko, M.B. Kovalev, Mv Oparinu, T.A. Panov, N.L. Sennikova, A.G. Stupnikova, S.V. Usoltsevu, P.A. Filippova, E.V. Khalipov, I.V. Tsvetkova, Ss Tselikova and other authors.
The recognition of the need for a broad study of intellectual property, the abandonment of industry-specific approaches in recent years has led to the intensification of research on the problems of intellectual property at the level of the general theory of law. Especially in connection with this it is necessary to mention the study of I.A. Gemini. It seems relevant to understand the general legal integration of measures for the protection of intellectual property rights and a multi-sectoral system of measures for the protection of intellectual property rights. However, the current level of general theoretical research allows us to conclude that interest in the evolution of individual intellectual property institutions prevails in science. As for the general theoretical developments of individual problems in this area, they are clearly not enough. This can be fully attributed to the problem of measures to protect intellectual property rights. On the one hand, the category of protection measure is not new to domestic jurisprudence and was rather actively
developed by such researchers as S.S. Alekseev, G.P. Arefiev, Yu.G. Bassin, V.V. Bolgova, V.P. Volozhanin, V.M. Vedyakhin, V.P. Gribanov, A.G. Didenko, P.F. Eliseikin, O.S. Ioffe, S.N. Kozhevnikov, A.N. Kozhukhar, S.V. Kurylev, B.N. Me- zrin, Yu.K. Osipov, I.V. The Rostovschikov, G.Ya. Stoyakin, M.K. Treushnikov,
D. M. Chechot, M.S. Shakaryan and others. On the other hand, it is necessary to state that the general theoretical achievements in the field of research of the problems of protection of rights and means that are used in this case are not sufficiently used to study measures to protect intellectual property and there are no special studies on this problem today. In general terms, it can be stated that, despite all the activity of researchers, the problem of measures for the protection of intellectual property rights at the level of the general theory of law is currently not developed.
The object of the research is social relations arising in the process of implementing the norms of E.U. law in the field of intellectual property.
The subject of the research is measures of protection of intellectual property rights, a variety of protection measures, features of general legal integration and sectoral differentiation of measures of protection of intellectual property rights in the countries of the European Union.
The purpose and objectives of the study. Based on the relevance of the topic under consideration, the purpose of the work is a comprehensive analysis from the standpoint of the general theory of law and the state of the category "system of measures of protection of intellectual property rights" based on the study and application of the results of existing theories and concepts in this field of research, practice of foreign legislation. Taking into account this goal and the subject of research, the following specific tasks were identified:
- to analyze and systematize the various approaches to the definition of the concept of "intellectual property";
- define the concept of "intellectual property law" in the context of considering this phenomenon as an object of protection;
- analyze and systematize the various approaches to the definition of the concept of "protection of intellectual property rights";
- find out the correlation between the protection of intellectual property rights and other legal phenomena: the protection and enforcement of intellectual property;
- to define the concept of "measures of protection of intellectual property rights";
- find out the relationship between the categories of "protection measures" and "methods of protection" of intellectual property rights;
- to determine the theoretical basis for building a system of measures for the protection of intellectual property rights;
- to characterize the trends of general legal integration and regional differentiation of measures to protect intellectual property rights;
- determine the directions for improving the system of measures for the protection of intellectual property rights in the European Union.
The methodological basis of the dissertation research consists of modern methods of knowledge, approved by legal science. The work is based on the use of such general scientific research methods as the analysis of the studied phenomena and the synthesis of the obtained results of the study, induction and deduction. In the process of developing various aspects of the topic, historical-legal, comparative-legal, statistical, formal-logical, structural-logical and other methods of cognition were also used.
The work widely uses a systematic approach, expressed in the analysis of measures to protect intellectual property rights as an integral part of the mechanism of legal regulation, in a comprehensive analysis of various problems that manifest themselves in the process of regulating intellectual property relations.
The scientific novelty of the research is determined by the goals and objectives set out in the fact that the thesis is the first monographic study of the system of measures for the protection of intellectual property rights at the level of the general theory of state and law. On the basis of an instrumental approach to law, the paper first formulated an approach to assessing the system of measures for protecting intellectual property rights as a functional characteristic of legal means expressed in various types of legal regulations. The functional purpose of measures to protect intellectual property rights in the context of the dynamics of the development of subjective rights and legal relations has been revealed. The theoretical foundations of building a system of measures to protect intellectual property rights are defined. The characteristic of trends of general legal integration and sectoral differentiation of measures to protect intellectual property rights is given. The main problems associated with the formation and development of a system of measures to protect intellectual property rights are identified, and options for their solution are proposed.
The structure of the work. The structure of the work is determined by the purpose, objectives and logic of the study. The work consists of introduction, three chapters, conclusion and list of references. The total amount of work is 80 pages, the list of references includes 45 sources.


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Summarizing the results of our work, we can formulate the following conclusions:
We could:
systematized approaches to the definition of intellectual property;
gave the concept of intellectual property law;
gave the concept of protecting intellectual property rights.
The EU law is a special legal system, the norms of which regulate the social relations developing in the course of integration processes within the EU.
The subject of legal regulation of EU law consists of the following groups of legal relations:
1) legal relations that are formed in the process of interaction between EU member states, EU institutions, individuals and legal entities residing or located on the territory of the member states to realize the objectives of the domestic market, socio-economic and monetary integration;
2) legal relations that develop within the organizational structure of the EU, which can traditionally be called intraorganizational legal relations;
3) legal relations in the areas of the space of freedom, security and justice;
The heterogeneity of the internal structure of the EU legal system has been embodied in terms of Community law and EU law, as well as in terms of EU primary and derivative law formulated by Western European legal doctrine.
Ways of protection, common to protect personal non-property and exclusive rights, are:
- suppression of actions that violate the right or create a threat of its violation (including cases of invalidation of a patent or decision on state registration of means of individualization);
- publication of the court decision on the violation.
Special ways to protect exclusive intellectual rights are:
- the seizure of counterfeit material carrier and its destruction;
- the seizure and destruction of equipment, devices and materials, mainly used or intended to commit a violation of exclusive rights;
- damages;
- recovery of compensation instead of damages (in case of violation of copyright, related, patent rights, trademark rights and rights to the appellation of origin of goods).
Since intellectual rights are absolute rights, measures of protection of violated rights prevail in the methods of their protection (such measures are applied regardless of the violator’s guilt). Responsibility measures are only the recovery of compensation and damages for violation of exclusive rights (such measures are applied if there is guilt of the offender, except for violations committed in the course of business).
Ways to protect infringed intellectual rights are applied autonomously for each method of using the result of intellectual activity carried out by the violator without the consent of the copyright holder.
In this scientific work, we examined the peculiarities of intellectual property protection measures in EU countries and came to the following conclusion:
Intellectual property is a set of exclusive rights, both personal and proprietary, to the results of intellectual and, above all, creative activity, as well as to some other objects equal to them, a specific list of which is established by the legislation of the country concerned taking into account international obligations.
The main regulatory document in the European Union, which promotes the convergence of national standards and international standards in the field of advanced knowledge, know-how and technology, is Directive 2004/48 / EC of the European Parliament and the European Council. According to this document, equal rights of protection are created for the acquirer in the EU internal market and thus also obliges the EU member states to take measures to stop attempts of intentional violation of intellectual property rights. In this connection, the EU member states have an equal set of measures, means and procedures for the protection of violated rights. Here it should be stipulated that sanctions are imposed against the country of the violator, which should be effective and fair, sanctions should not affect and impede trade, and also provide for the defendant to be protected from abuse by the court. The Preamble of the Directive stipulates the admissibility in some cases of application, in case of violation of the norms, of criminal law measures, but the text of the Directive itself does not mention such norms. The responsibility for the violation of the rights of the owner of intellectual property is spelled out very interestingly - these norms refer to the discretion of the national courts of the EU member states.
The European Commission, according to information received, may harden the sanctions for causing commercial loss to the owner of intellectual property. In this situation, the application of criminal liability throughout the European Union, deprivation of the rights to engage in commercial activities and the deprivation of state support for the offender, the closure of enterprises producing “counterfeit” products or products that violate copyright.
Another necessary means of protecting intellectual property rights at the present time is the patenting system - which plays an important role in the market of high technology products. In December 2011, EU members ratified the agreement on the creation of the Common European Patent System. In 2012, this agreement was approved by the European Parliament and in 2014, this agreement entered into force. Almost all countries took part in this project, with the exception of Italy and Spain because of their language discrimination: it was decided that patent documentation would be drawn up only in 3 official languages of the EU - French, German and English.
In our opinion, today, important unsolved problems remain:
Characterizing the IP sphere, one can build a picture:
1) imperfection of IP protection in the sphere of related, copyright and trademarks.
2) dissatisfaction with suppliers of intellectual property (USA, Germany).
3) dissatisfaction of consumers of intellectual property associated with limited access to the very results of IP and material costs of IP.
Currently, in many countries, besides licensing and patent protection of IP, there are other forms of protection:
1) “copyright” - the norm governing relations related to the reproduction of works, video, audio, etc. applied to works - indicates that the work is protected by copyright.
2) service mark and trademark - designations showing the individualization of goods, services rendered and works of individuals and legal entities.
3) the company name - after the registration procedures is terminated and at the same time is indefinite after the liquidation of the company.
Consider also several international agreements on intellectual property. Basically, we consider the acts used by the World Intellectual Property Organization (WIPO), the World Trade Organization (WTO).
Basically, all conditions are set forth in the TRIPS Trade Related Aspects of Intellectual Property Rights (Agreement on Trade-Related Aspects of Intellectual Property Rights). This agreement virtually fully regulates the world trading system.
Article 7 of this agreement stipulates that "the realization and protection of IP rights are necessary to promote technical progress and the spread of technology, as well as to achieve the benefits of producers and users of technological knowledge, contributing to socio-economic well-being, and to achieve a balance of obligations and rights."
WTO members can use more extensive protection in their national laws, provided it is not inconsistent with agreement. This agreement has reference to the Berne Convention for the Protection of Literary and Artistic Works, the International (Rome) Convention for the Protection of Performers, the Paris Convention for the Protection of Industrial Property, the Treaty on Intellectual Property in respect of integrated circuits.
Characteristic of TRIPS is the obligation to provide foreign nationals from WTO member countries with a national regime in the field of intellectual property rights, as well as the most favored regime in order to prevent discriminatory actions and defamatory provisions against them.
In accordance with paragraph 2 of article. 9 TRIPS "copyright protection should apply to specific implementations, but not to working methods, procedures, ideas, or concepts of mathematics." Special articles are devoted to computer programs and information.
Compared with the Paris Convention, TRIPS contains many innovations. A trademark is equated to a service mark, a list of cases is given in which a refusal in the registration actions of a trademark is possible (for example, if the mark is not perceived visually). There are cases when it is possible to extend the term of registration of a trademark, and an unlimited number of times (the extension is carried out for at least seven years). TRIPS prohibits unreasonable restrictions on the use of a trademark in trade, allows the transfer of a mark with or without an organization (enterprise).
TRIPS Article 25 lays down rules for the use and granting of patents. Patents are granted for any inventions, regardless of whether they are a product or method in all areas of technology, provided that they contain an inventive step, are new and are industrially applicable. The agreement clarifies the rights of the patent owner. If the subject of a patent is a product, the owner has the right to prevent third parties, without the consent of the copyright holder, from using, creating, selling the said product. If the object of the patent is “method”, then the owner has the right to prevent third parties from using the method, without the consent of the copyright holder. Owners can inherit their rights and enter into contracts.
In licensing practice, everything is left to the discretion of national law, however there are exceptions that limit competition and may have an adverse effect on trade and prevent the spread and transfer of technology. The agreement does not prevent WTO members from taking legislative measures.
However, TRIPS obliges WTO members to provide in their national legislation a system for protecting the rights of foreign and national owners, up to and including criminal penalties for deliberate actions related to trademark fraud and copyright infringement on a commercial scale. The following punishments are foreseen: arrest, confiscation, imprisonment, destruction of counterfeit goods, etc.
The TRIPS Agreement, Article 7 - “Objectives” clarifies that “the enforcement of rights and the protection of IP should comprehensively contribute to technical progress, the spread and transfer of technology to the mutual benefit of users and manufacturers, contributing to socio-economic well-being ...” The documents discussed above are also aimed at achieving the same goals.
In the Agreement, Article 41 - “General Obligations” requires the member states to adopt legislation that will ensure full compliance with IP rights and allow them to resort to effective action against any violation of rights. The same is written in the adopted EU directives.
Great attention in the Agreement is paid to counterfeit products, in Article 51 - “Suspension of release of goods into circulation by the customs authorities” and 46 - “Other measures of judicial protection”. In Art. 46 we are talking about the removal of counterfeit from the trading network and the destruction of them without compensation. In Art. 51 deals with the granting of a number of rights to the customs authorities to stop admission to the country and the release from its territory of goods produced in violation of copyright. (or in case of unlawful use of a trademark) The same requirements are set forth in the EU anti-counterfeiting documents.
Sanctions are provided for in the Agreement against violators of rights, in section 5 - “Criminal procedures”. Article 61 states “monetary fines sufficient to serve as a means of restraint, commensurate with the degree of punishment applied in connection with other crimes of a corresponding gravity” and “criminal procedures that apply, at least in cases of intentional misuse of trademark infringement and copyright committed on a commercial scale. ” Tougher sanctions against violators of rights can be seen in the documents of the European Union, which state that fines should be sufficient to prevent violation of rights, and in certain cases criminal measures can also be applied.
The European Union, on the one hand, forming an equal system of protection of IP rights for all the participants of the association, while using the goal of increasing the international competitiveness of member entrepreneurs and strengthening the unified competitive environment, while fully seeking to use the experience gained in the world in this area, the other is that the European Union’s application of this experience allows it to quickly increase the level of IP protection, as well as accelerate its scientific and technical potential and shorten the way to achieve its goal.



1. "Agreement on Trade-Related Aspects of Intellectual Property Rights" (TRIPS / TRIPS) [rus., Eng.] (Concluded in the city of Marrakesh 04/15/1994) (amended from 06.12.2005).
2. The Berne Convention for the Protection of Literary and Artistic Works 1886.
3. The Paris Convention for the protection of industrial property 1883.
4. Council Regulation (EC) №1383/2003 of 22 July 2003. Official Journal. L196. 2003,
5. Directive 2004/48 / EC of April 29, 2004, aims to suppress counterfeit goods.
7. Directive 2006/116 / EC of the European Parliament and of the Council of 12 December 2006 under the terms of the protection of copyright and other related rights.
6. Council Regulation (EC) №1383/2003 of 22 July 2003. Official Journal. L196. 2003, p.
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